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Audit Committee

About

The Audit Committee is a board-level group responsible for overseeing the financial integrity and accountability of CMT Association. Composed of members with audit and accounting expertise, including at least one Board Director as chair, the committee ensures that financial reporting is accurate, transparent, and compliant with regulatory standards. It oversees the independent external audit, monitors internal controls and procedures, and evaluates financial risks. This committee plays a vital role in safeguarding the Association’s assets and maintaining trust with members by providing independent assurance on financial health and governance.

Mission

The Audit Committee’s mission is to uphold the financial integrity and transparency of CMT Association through rigorous, independent oversight of financial reporting and audit processes. The committee engages and monitors the independent auditor, reviews audit plans and results, and evaluates internal controls to ensure compliance with legal and regulatory requirements. It prioritizes transparency, meticulous review, and independent judgment to identify and mitigate financial risks proactively. By delivering clear, timely reports to the Board of Directors, the committee supports sound governance and the responsible stewardship of the Association’s resources. This oversight protects the Association’s mission to advance the discipline of technical analysis and preserves the confidence of its global membership.
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LeadershipVolunteersStaff Liaisons
Chair
AB
Ananda Bhaumik
Eric CaisseEric Caisse
Damanick DantesDamanick Dantes
Mohit HandaMohit Handa
Heather HigginsHeather Higgins
Tyler WoodTyler Wood

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The Group Experience
SHAPE THE FUTURE OF TECHNICAL ANALYSIS

CMT Association committees are standing bodies of charterholders who steward a specific function of the Association — curriculum, ethics, governance, programming, and more. Committee members are appointed based on qualifications and experience.

Core Responsibilities

  • Oversee external audit
    Coordinate and supervise the independent external audit process to ensure thorough and unbiased examination of the Association’s financial statements
  • Ensure financial reporting integrity
    Review financial reports for accuracy and completeness, ensuring they fairly represent the Association’s financial position
  • Monitor internal controls
    Evaluate and oversee the effectiveness of internal controls and procedures to safeguard assets and prevent errors or fraud
  • Ensure regulatory compliance
    Verify that financial practices adhere to applicable legal and regulatory requirements to maintain the Association’s compliance
  • Conduct financial risk assessment
    Identify and assess risks related to the Association’s financial health and recommend appropriate mitigation strategies

Core Activities

  • Engage and recommend the independent auditor
  • Review external audit plan and final results
  • Oversee internal controls and fraud policies
  • Review and protect auditor independence
  • Report findings directly to the Board of Directors